David S. Graziosi - Feb 20, 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Chair, President and CEO, Director
Signature
/s/Preston B. Ray, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Feb 20, 2024
Transactions value $
-$2,600,067
Form type
4
Date filed
2/27/2024, 04:44 PM
Previous filing
Feb 20, 2024
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $3.29M +76.3K +60.82% $43.13 202K Feb 20, 2024 Direct
transaction ALSN Common Stock Sale -$5.39M -76.3K -37.82% $70.57 125K Feb 20, 2024 Direct F1
transaction ALSN Common Stock Options Exercise +14.8K +11.77% 140K Feb 24, 2024 Direct F2
transaction ALSN Common Stock Options Exercise +593 +0.42% 141K Feb 24, 2024 Direct F3
transaction ALSN Common Stock Tax liability -$506K -6.78K -4.81% $74.63 134K Feb 24, 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -76.3K -66.67% $0.00 38.2K Feb 20, 2024 Common Stock 76.3K $43.13 Direct F5
transaction ALSN Restricted Stock Units Options Exercise $0 -14.8K -50% $0.00 14.8K Feb 24, 2024 Common Stock 14.8K Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -593 -35.21% $0.00 1.09K Feb 24, 2024 Common Stock 593 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.0292 to $70.9800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Settlement of restricted stock units ("RSUs") granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock.
F3 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F4 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
F5 The option vested in three equal annual installments beginning on February 10, 2022.