| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HUM | Humana Common | +Options Exercise | $0 | +3,356 | +82.25% | $0.00 | 7,436 | Feb 22, 2024 | Direct | F14 |
| transaction | HUM | Humana Common | -Tax liability | -$411,868 | -1,125 | -15.13% | $366.11 | 6,311 | Feb 22, 2024 | Direct | F15 |
| transaction | HUM | Humana Common | +Grant/Award | $0 | +13,480 | +213.6% | $0.00 | 19,791 | Feb 21, 2024 | Direct | F11, F12 |
| holding | HUM | Humana Common | 2,182 | Feb 21, 2024 | See Footnote | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HUM | Options | +Grant/Award | $0 | +9,989 | $0.00 | 9,989 | Feb 21, 2024 | Humana Common | 9,989 | $367.21 | Direct | F6 | |
| holding | HUM | Options | 1,508 | Feb 21, 2024 | Humana Common | 1,508 | $376.61 | Direct | F2 | |||||
| holding | HUM | Options | 3,793 | Feb 21, 2024 | Humana Common | 3,793 | $428.68 | Direct | F3 | |||||
| holding | HUM | Options | 5,562 | Feb 21, 2024 | Humana Common | 5,562 | $425.06 | Direct | F4 | |||||
| holding | HUM | Options | 6,810 | Feb 21, 2024 | Humana Common | 6,810 | $510.24 | Direct | F5 | |||||
| holding | HUM | Restricted Stock Units | 311 | Feb 21, 2024 | Humana Common | 311 | Direct | F7, F8 | ||||||
| holding | HUM | Restricted Stock Units | 512 | Feb 21, 2024 | Humana Common | 512 | Direct | F7, F9 | ||||||
| holding | HUM | Restricted Stock Units | 1,176 | Feb 21, 2024 | Humana Common | 1,176 | Direct | F7, F10 | ||||||
| holding | HUM | Phantom Stock Units | 325 | Feb 21, 2024 | Humana Common | 325 | See Footnote. | F13 |
| Id | Content |
|---|---|
| F1 | Shares held for the benefit of the reporting person as of January 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c). |
| F2 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. |
| F3 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24. |
| F4 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25. |
| F5 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26. |
| F6 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27. |
| F7 | Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). |
| F8 | Restricted stock units granted to reporting person on 08/1/2021, 33% of the award is vesting on 8/1/22, 8/1/23, and 8/1/24. |
| F9 | Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. |
| F10 | Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. |
| F11 | Restricted stock units granted to reporting person on 2/21/24. |
| F12 | Includes 13,480 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. |
| F13 | Phantom Stock Units held for the benefit of reporting person as of January 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. |
| F14 | Includes Performance Stock Units not required to be reported until vest. |
| F15 | Shares disposed of represent payment of tax liability resulting from vesting of Performance Stock Units on 2/22/24. |