| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AGNC | Common Stock | Tax liability | -$366K | -38.3K | -5.07% | $9.56 | 716K | Feb 15, 2024 | Direct | F1, F2 |
| transaction | AGNC | Common Stock | Sale | -$606K | -65K | -9.07% | $9.32 | 651K | Feb 15, 2024 | Direct | F3 |
| holding | AGNC | Common Stock | 2K | Feb 15, 2024 | IRA |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. |
| F2 | Includes 3,706 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. |
| F3 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2023. |