David A. Kaufman - Feb 15, 2024 Form 4 Insider Report for BALL Corp (BALL)

Role
President, Ball Aerospace
Signature
/s/ Hannah Lim-Johnson, attorney-in-fact for Mr. Kaufman
Stock symbol
BALL
Transactions as of
Feb 15, 2024
Transactions value $
$0
Form type
4
Date filed
2/15/2024, 07:00 PM
Previous filing
Jan 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BALL Common Stock 10.1K Feb 15, 2024 Direct F1
holding BALL Common Stock 5.56 Feb 15, 2024 401(k) Plan F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BALL Deferred Compensation Company Stock Plan 22K Feb 15, 2024 Common Stock 22K Direct F1, F3, F4
holding BALL Restricted Stock Units 13.2K Feb 15, 2024 Common Stock 13.2K Direct F1, F5
holding BALL Restricted Stock Units 4.9K Feb 15, 2024 Common Stock 4.9K Direct F1, F6
holding BALL Stock Appreciation Rights (sars) 8.68K Feb 15, 2024 Common Stock 8.68K $38.38 Direct F1
holding BALL Stock Option (Right to Buy) 8.38K Feb 15, 2024 Common Stock 8.38K $38.84 Direct F1
holding BALL Stock Option (Right to Buy) 6.77K Feb 15, 2024 Common Stock 6.77K $50.78 Direct F1
holding BALL Stock Option (Right to Buy) 7.16K Feb 15, 2024 Common Stock 7.16K $72.59 Direct F1
holding BALL Stock Option (Right to Buy) 13.1K Feb 15, 2024 Common Stock 13.1K $85.33 Direct F1
holding BALL Stock Option (Right to Buy) 12.9K Feb 15, 2024 Common Stock 12.9K $86.57 Direct F1
holding BALL Stock Option (Right to Buy) 16.5K Feb 15, 2024 Common Stock 16.5K $56.64 Direct F1
holding BALL Stock Option (Right to Buy) 15.5K Feb 15, 2024 Common Stock 15.5K $55.87 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

David A. Kaufman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F2 Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3 Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F4 Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan.
F5 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6 Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock.