David A. Kaufman - 15 Feb 2024 Form 4 Insider Report for BALL Corp (BALL)

Role
President, Ball Aerospace
Signature
/s/ Hannah Lim-Johnson, attorney-in-fact for Mr. Kaufman
Issuer symbol
BALL
Transactions as of
15 Feb 2024
Net transactions value
$0
Form type
4
Filing time
15 Feb 2024, 19:00:45 UTC
Previous filing
26 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BALL Common Stock 10,124 15 Feb 2024 Direct F1
holding BALL Common Stock 6 15 Feb 2024 401(k) Plan F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BALL Deferred Compensation Company Stock Plan 22,012 15 Feb 2024 Common Stock 22,012 Direct F1, F3, F4
holding BALL Restricted Stock Units 13,190 15 Feb 2024 Common Stock 13,190 Direct F1, F5
holding BALL Restricted Stock Units 4,900 15 Feb 2024 Common Stock 4,900 Direct F1, F6
holding BALL Stock Appreciation Rights (sars) 8,680 15 Feb 2024 Common Stock 8,680 $38.38 Direct F1
holding BALL Stock Option (Right to Buy) 8,379 15 Feb 2024 Common Stock 8,379 $38.84 Direct F1
holding BALL Stock Option (Right to Buy) 6,766 15 Feb 2024 Common Stock 6,766 $50.78 Direct F1
holding BALL Stock Option (Right to Buy) 7,161 15 Feb 2024 Common Stock 7,161 $72.59 Direct F1
holding BALL Stock Option (Right to Buy) 13,131 15 Feb 2024 Common Stock 13,131 $85.33 Direct F1
holding BALL Stock Option (Right to Buy) 12,933 15 Feb 2024 Common Stock 12,933 $86.57 Direct F1
holding BALL Stock Option (Right to Buy) 16,519 15 Feb 2024 Common Stock 16,519 $56.64 Direct F1
holding BALL Stock Option (Right to Buy) 15,530 15 Feb 2024 Common Stock 15,530 $55.87 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

David A. Kaufman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F2 Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3 Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F4 Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan.
F5 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6 Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock.