| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BAX | Common Stock, $1 par value | Award | $0 | +1.03K | +1.84% | $0.00 | 57K | Feb 12, 2024 | Direct | F1 |
| transaction | BAX | Common Stock, $1 par value | Tax liability | -$14.4K | -356 | -0.63% | $40.31 | 56.6K | Feb 12, 2024 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | Represents shares awarded from the performance share unit award granted on March 3, 2021 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2021 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2021 to December 31, 2023 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended. |
| F2 | Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2021 PSUs. |
| F3 | Totals include the automatic reinvestment of dividends and shares held in the Baxter's Employee Stock Purchase Plan. Totals have been updated to reflect an administrative error that excluded 1,121 shares of common stock that were held by Ms. Knight on the original Form 3 filed on March 3, 2023. |