Jill E. Barnett - 09 Feb 2024 Form 4 Insider Report for SunOpta Inc. (STKL)

Role: Chief Administrative Officer
Signature: /s/ Jill Barnett
Issuer symbol: STKL
Transactions as of: 09 Feb 2024
Net transactions value: -$9,422
Form type: 4
Filing time: 13 Feb 2024, 17:56:12 UTC
Previous filing: 12 Jul 2023
Next filing: 03 Apr 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STKL	Common Shares	Options Exercise		+3,103	+2%		159,709	09 Feb 2024	Direct	F1, F2
transaction	STKL	Common Shares	Tax liability	$9,422	-1,527	-0.96%	$6.17	158,182	09 Feb 2024	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	STKL	Restricted Stock Units	Options Exercise	$0	-3,103	-100%	$0.000000^*	0	09 Feb 2024	Common Shares	3,103		Direct	F1, F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2	Includes 1,905 shares acquired under the STKL stock purchase plan in August 2023 and 814 shares acquired under the STKL stock purchase plan in November 2023.
F3	This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F4	The Restricted Stock Units vest in three equal annual installments beginning on February 9, 2022 subject to the continued employment of the reporting person through each such vesting date.
F5	The Restricted Stock Units do not have an expiration date.