Joseph Ennen - 09 Feb 2024 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
Advisor
Signature
/s/ Jill Barnett, attorney-in-fact
Issuer symbol
STKL
Transactions as of
09 Feb 2024
Net transactions value
-$45,973
Form type
4
Filing time
13 Feb 2024, 17:52:49 UTC
Previous filing
12 Jul 2023
Next filing
15 Mar 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise +13,449 +0.71% 1,900,850 09 Feb 2024 Direct F1
transaction STKL Common Shares Tax liability $45,973 -7,451 -0.39% $6.17 1,893,399 09 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Restricted Stock Units Options Exercise $0 -13,449 -100% $0.000000* 0 09 Feb 2024 Common Shares 13,449 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3 The Restricted Stock Units vest in three equal annual installments beginning on February 9, 2022 subject to the continued employment of the reporting person through each such vesting date.
F4 The Restricted Stock Units do not have an expiration date.