John Coll - 10 Feb 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
SVP, Global MSS
Signature
/s/ Preston B. Ray, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
10 Feb 2024
Net transactions value
-$36,650
Form type
4
Filing time
13 Feb 2024, 16:30:39 UTC
Previous filing
02 Jan 2024
Next filing
23 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +1,625 +11% 16,413 10 Feb 2024 Direct F1
transaction ALSN Common Stock Options Exercise +96 +0.58% 16,509 10 Feb 2024 Direct F2
transaction ALSN Common Stock Tax liability $36,650 -594 -3.6% $61.70 15,915 10 Feb 2024 Direct F3
holding ALSN Common Stock 8,906 10 Feb 2024 By John Coll Living Trust dated 5/2/2005

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -1,625 -100% $0.000000* 0 10 Feb 2024 Common Stock 1,625 Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -96 -28% $0.000000 247 10 Feb 2024 Common Stock 96 Direct F2
transaction ALSN Pefromance Stock Units Award $0 +7,944 $0.000000 7,944 12 Feb 2024 Common Stock 7,944 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
F4 Each performance-based restricted stock unit ("PSU) represents a contingent right to receive one share of ALSN common stock.
F5 On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 7,944 PSUs.
F6 Earned PSUs will vest on February 28, 2024.