Eric C. Scroggins - Feb 10, 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Gen. Counsel & Secretary
Signature
/s/ Preston B. Ray, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Feb 10, 2024
Transactions value $
-$20,361
Form type
4
Date filed
2/13/2024, 04:20 PM
Previous filing
Dec 4, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +897 +11.35% 8.8K Feb 10, 2024 Direct F1
transaction ALSN Common Stock Options Exercise +51 +0.58% 8.85K Feb 10, 2024 Direct F2
transaction ALSN Common Stock Tax liability -$20.4K -330 -3.73% $61.70 8.52K Feb 10, 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -897 -100% $0.00* 0 Feb 10, 2024 Common Stock 897 Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -51 -27.87% $0.00 132 Feb 10, 2024 Common Stock 51 Direct F2
transaction ALSN Pefromance Stock Units Award $0 +4.38K $0.00 4.38K Feb 12, 2024 Common Stock 4.38K Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
F4 Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of ALSN common stock.
F5 On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 4,383 PSUs.
F6 Earned PSUs will vest on February 28, 2024.