Wesley W. Powell - Jan 31, 2024 Form 4 Insider Report for APARTMENT INVESTMENT & MANAGEMENT CO (AIV)

Role
President and CEO, Director
Signature
Wesley W. Powell
Stock symbol
AIV
Transactions as of
Jan 31, 2024
Transactions value $
$0
Form type
4
Date filed
2/2/2024, 04:19 PM
Previous filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AIV Class A Common Stock Award +180K +43.43% 594K Jan 31, 2024 Direct F1
holding AIV Class A Common Stock 46 Jan 31, 2024 Held through 401 (K) plan, which information is based on a plan statement dated 1-31-2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AIV Stock Option (right to buy) Award +634K 634K Jan 31, 2024 Class A Common Stock 634K $6.66 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2021 long-term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 31, 2024, and 50% on January 27, 2025.
F2 Option Award approved by Compensation and Human Resources Committee in connection with a portion of 2021 long-term incentive compensation, price column not applicable. Receipt of the stock option was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.
F3 The option vests 50% on January 31, 2024, and 50% on January 27, 2025.