Laurie L. Dotter - Jan 2, 2024 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Yvette Heinrichson, as attorney-in-fact
Stock symbol
SWKH
Transactions as of
Jan 2, 2024
Transactions value $
$13,750
Form type
4
Date filed
1/4/2024, 05:09 PM
Previous filing
Jan 3, 2024
Next filing
Apr 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award $13.7K +766 +9.46% $17.95 8.87K Jan 2, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for her services as a director, based on the $17.95 closing price of the common stock on January 2, 2024. The restricted shares vest on January 2, 2025, subject to the Reporting Person's continued service through such vesting date.