Maurice S. Smith - Dec 29, 2023 Form 4 Insider Report for HALLIBURTON CO (HAL)

Role
Director
Signature
/s/ Sarah I. Rubenfeld, by Power of Attorney
Stock symbol
HAL
Transactions as of
Dec 29, 2023
Transactions value $
$0
Form type
4
Date filed
1/3/2024, 04:21 PM
Previous filing
Dec 26, 2023
Next filing
Jan 4, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HAL Stock Equivalent Units Award +907 +41.12% 3.11K Dec 29, 2023 Common Stock 907 Direct F1, F2, F3, F4
holding HAL 12/2023 Restricted Stock Units 4.83K Dec 29, 2023 Common Stock 4.83K Direct F5, F6
holding HAL 03/2023 Restricted Stock Units 3.86K Dec 29, 2023 Common Stock 3.86K Direct F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The security converts to common stock on a one-for-one basis.
F2 Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
F3 The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
F4 A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on December 27, 2023 of $36.66 and December 28, 2023 of $36.21.
F5 Each restricted stock unit represents a right to receive one share of the Company common stock.
F6 The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F7 Includes dividend equivalent units through December 31, 2023.