Robert L. Berner III - 21 Dec 2023 Form 4 Insider Report for Vintage Wine Estates, Inc.

Role
Director
Signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Robert L. Berner III
Issuer symbol
N/A
Transactions as of
21 Dec 2023
Net transactions value
$0
Form type
4
Filing time
22 Dec 2023, 16:28:55 UTC
Previous filing
08 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Award $0 +78,316 +11% $0.000000 777,561 21 Dec 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VWE Warrants to purchase common stock 186,569 21 Dec 2023 Common Stock 186,569 $11.50 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer.
F2 Includes 78,316 restricted stock units that vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer.