Robert L. Berner III - Dec 21, 2023 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role
Director
Signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Robert L. Berner III
Stock symbol
VWE
Transactions as of
Dec 21, 2023
Transactions value $
$0
Form type
4
Date filed
12/22/2023, 04:28 PM
Previous filing
Dec 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Award $0 +78.3K +11.2% $0.00 778K Dec 21, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VWE Warrants to purchase common stock 187K Dec 21, 2023 Common Stock 187K $11.50 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer.
F2 Includes 78,316 restricted stock units that vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer.