Jonathan Sebastiani - 21 Dec 2023 Form 4 Insider Report for Vintage Wine Estates, Inc.

Role: Director, Member of 10% owner group
Signature: /s/ Kristina L. Johnston, Attorney-in-Fact for Jonathan Sebastiani
Issuer symbol: N/A
Transactions as of: 21 Dec 2023
Net transactions value: $0
Form type: 4
Filing time: 22 Dec 2023, 16:25:13 UTC
Previous filing: 27 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VWE	Common Stock	Award	$0	+78,316	+45%	$0.000000	253,947	21 Dec 2023	Direct	F1, F2
holding	VWE	Common Stock						1,134,946	21 Dec 2023	By Sonoma Brands entities	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 12/21/2024.
F2	Includes 78,316 RSUs that vest on 12/21/2024.
F3	Mr. Sebastiani has sole voting and dispositive power over the 684,881 shares owned by Sonoma Brands II, LP, the 410,715 shares owned by Sonoma Brands VWE Co-Invest, L.P. and the 39,350 shares owned by Sonoma Brands II Select, L.P. Mr. Sebastiani disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Sonoma Brands Partners II, LLC is the managing member of Sonoma Brands II GP, LLC, which is the general partner of Sonoma Brands II, L.P., Sonoma Brands VWE Co-Invest, L.P. and Sonoma Brands II Select, L.P.