Sue Harnett - 19 Dec 2023 Form 4 Insider Report for Sphere 3D Corp. (ANY)

Role
Director
Signature
/s/ Denise Garrett For: Sue Harnett
Issuer symbol
ANY
Transactions as of
19 Dec 2023
Net transactions value
$0
Form type
4
Filing time
20 Dec 2023, 18:01:46 UTC
Previous filing
20 Jul 2023
Next filing
11 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANY Common Stock Options Exercise +46,082 46,082 19 Dec 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANY Restricted Stock Unit (RSU) Options Exercise -46,082 -100% 0 19 Dec 2023 Common Stock 46,082 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2 As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.