Sue Harnett - Dec 19, 2023 Form 4 Insider Report for Sphere 3D Corp. (ANY)

Role
Director
Signature
/s/ Denise Garrett For: Sue Harnett
Stock symbol
ANY
Transactions as of
Dec 19, 2023
Transactions value $
$0
Form type
4
Date filed
12/20/2023, 06:01 PM
Previous filing
Jul 20, 2023
Next filing
Jan 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANY Common Stock Options Exercise +46.1K 46.1K Dec 19, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANY Restricted Stock Unit (RSU) Options Exercise -46.1K -100% 0 Dec 19, 2023 Common Stock 46.1K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2 As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.