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Signature
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/s/ Colleen Tupper as Attorney-In-Fact For Joseph Ciaffoni
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Stock symbol
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COLL
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Transactions as of
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Dec 18, 2023
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Transactions value $
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-$607,577
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Form type
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4
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Date filed
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12/20/2023, 05:51 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
COLL |
Common Stock |
Options Exercise |
$593K |
+27.8K |
+10.11% |
$21.34 |
303K |
Dec 18, 2023 |
Direct |
F1 |
transaction |
COLL |
Common Stock |
Sale |
-$835K |
-27.8K |
-9.18% |
$30.04 |
275K |
Dec 18, 2023 |
Direct |
F1, F2 |
transaction |
COLL |
Common Stock |
Options Exercise |
$310K |
+14.5K |
+5.28% |
$21.34 |
290K |
Dec 19, 2023 |
Direct |
F1 |
transaction |
COLL |
Common Stock |
Sale |
-$436K |
-14.5K |
-5.01% |
$30.03 |
275K |
Dec 19, 2023 |
Direct |
F1, F3 |
transaction |
COLL |
Common Stock |
Options Exercise |
$565K |
+26.5K |
+9.62% |
$21.34 |
301K |
Dec 20, 2023 |
Direct |
F1 |
transaction |
COLL |
Common Stock |
Sale |
-$804K |
-26.5K |
-8.78% |
$30.40 |
275K |
Dec 20, 2023 |
Direct |
F1, F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
COLL |
Stock Option (Right to Purchase) |
Options Exercise |
$0 |
-27.8K |
-30.89% |
$0.00 |
62.2K |
Dec 18, 2023 |
Common Stock |
27.8K |
$21.34 |
Direct |
F1, F5 |
transaction |
COLL |
Stock Option (Right to Purchase) |
Options Exercise |
$0 |
-14.5K |
-23.34% |
$0.00 |
47.7K |
Dec 19, 2023 |
Common Stock |
14.5K |
$21.34 |
Direct |
F1, F5 |
transaction |
COLL |
Stock Option (Right to Purchase) |
Options Exercise |
$0 |
-26.5K |
-55.48% |
$0.00 |
21.2K |
Dec 20, 2023 |
Common Stock |
26.5K |
$21.34 |
Direct |
F1, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: