Jeremy Cox - Dec 14, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, Controller, CTO & CFO
Signature
Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox
Stock symbol
HPE
Transactions as of
Dec 14, 2023
Transactions value $
-$233,274
Form type
4
Date filed
12/18/2023, 04:53 PM
Previous filing
Dec 14, 2023
Next filing
Dec 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Sale -$263K -15.6K -51.98% $16.90 14.4K Dec 14, 2023 Direct F1, F2
transaction HPE Common Stock Options Exercise $50.3K +3.01K +20.91% $16.72 17.4K Dec 16, 2023 Direct
transaction HPE Common Stock Tax liability -$20.6K -1.23K -7.09% $16.72 16.1K Dec 16, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -3.01K -100% 0 Dec 16, 2023 Common Stock 3.01K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/13/22.
F2 The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.70 to $17.00. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 12/16/20, the reporting person was granted 8,224 restricted stock units ("RSUs"), 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which vested on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 264 vested dividend equivalent rights and a de minimus adjustment of 0.8459 due to fractional rounding of the dividend equivalent rights.