Jeremy K. Cox - 08 Dec 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP, Controller, CTO & CFO
Signature: Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox
Issuer symbol: HPE
Transactions as of: 08 Dec 2023
Net transactions value: +$554,821
Form type: 4
Filing time: 12 Dec 2023, 20:12:20 UTC
Previous filing: 11 Dec 2023
Next filing: 14 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$341,609	+21,061	+3425%	$16.22	21,676	08 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$118,438	-7,302	-34%	$16.22	14,374	08 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$261,434	+16,118	+112%	$16.22	30,492	09 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$102,883	-6,343	-21%	$16.22	24,149	09 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$293,468	+18,093	+75%	$16.22	42,242	10 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$120,369	-7,421	-18%	$16.22	34,821	10 Dec 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-18,093	-100%		0	10 Dec 2023	Common Stock	18,093		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-16,118	-50%		16,118	09 Dec 2023	Common Stock	16,118		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-21,061	-33%		42,121	08 Dec 2023	Common Stock	21,061		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/20, the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 947 vested dividend equivalent rights and a de minimus adjustment of 0.0125 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 599 vested dividend equivalent rights and a de minimus adjustment of 0.5333 due to fractional rounding of the dividend equivalent rights.