Jeremy Cox - Dec 8, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP, Controller, CTO & CFO
Signature: Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox
Stock symbol: HPE
Transactions as of: Dec 8, 2023
Transactions value $: $554,821
Form type: 4
Date filed: 12/12/2023, 08:12 PM
Previous filing: Dec 11, 2023
Next filing: Dec 14, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$342K	+21.1K	+3424.55%	$16.22	21.7K	Dec 8, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$118K	-7.3K	-33.69%	$16.22	14.4K	Dec 8, 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$261K	+16.1K	+112.13%	$16.22	30.5K	Dec 9, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$103K	-6.34K	-20.8%	$16.22	24.1K	Dec 9, 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$293K	+18.1K	+74.92%	$16.22	42.2K	Dec 10, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$120K	-7.42K	-17.57%	$16.22	34.8K	Dec 10, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-18.1K	-100%		0	Dec 10, 2023	Common Stock	18.1K		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-16.1K	-50%		16.1K	Dec 9, 2023	Common Stock	16.1K		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-21.1K	-33.33%		42.1K	Dec 8, 2023	Common Stock	21.1K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/20, the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 947 vested dividend equivalent rights and a de minimus adjustment of 0.0125 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 599 vested dividend equivalent rights and a de minimus adjustment of 0.5333 due to fractional rounding of the dividend equivalent rights.