Gerri Gold - Dec 8, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, Pres & CEO Financial Serv
Signature
Ki Hoon Kim as Attorney-in-Fact for Gerri A Gold
Stock symbol
HPE
Transactions as of
Dec 8, 2023
Transactions value $
$474,938
Form type
4
Date filed
12/12/2023, 08:11 PM
Previous filing
Dec 11, 2023
Next filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $598K +36.9K +72.86% $16.22 87.4K Dec 8, 2023 Direct
transaction HPE Common Stock Tax liability -$306K -18.9K -21.56% $16.22 68.6K Dec 8, 2023 Direct
transaction HPE Common Stock Options Exercise $170K +10.5K +15.24% $16.22 79K Dec 9, 2023 Direct
transaction HPE Common Stock Tax liability -$83K -5.12K -6.47% $16.22 73.9K Dec 9, 2023 Direct
transaction HPE Common Stock Options Exercise $189K +11.7K +15.77% $16.22 85.6K Dec 10, 2023 Direct
transaction HPE Common Stock Tax liability -$92.7K -5.71K -6.68% $16.22 79.9K Dec 10, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -11.7K -100% 0 Dec 10, 2023 Common Stock 11.7K Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -10.5K -50% 10.5K Dec 9, 2023 Common Stock 10.5K Direct F1, F3
transaction HPE Restricted Stock Units Options Exercise -36.9K -33.33% 73.7K Dec 8, 2023 Common Stock 36.9K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,036 vested dividend equivalent rights and a de minimus adjustment of 0.5266 due to fractional rounding of the dividend equivalent rights.
F3 As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 629 vested dividend equivalent rights and a de minimus adjustment of 0.7660 due to fractional rounding of the dividend equivalent rights.
F4 As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights.