Gerri Gold - 08 Dec 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, Pres & CEO Financial Serv
Signature: Ki Hoon Kim as Attorney-in-Fact for Gerri A Gold
Issuer symbol: HPE
Transactions as of: 08 Dec 2023
Net transactions value: +$474,938
Form type: 4
Filing time: 12 Dec 2023, 20:11:57 UTC
Previous filing: 11 Dec 2023
Next filing: 19 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$597,821	+36,857	+73%	$16.22	87,441	08 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$305,812	-18,854	-22%	$16.22	68,587	08 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$169,515	+10,451	+15%	$16.22	79,038	09 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$82,982	-5,116	-6.5%	$16.22	73,922	09 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$189,077	+11,657	+16%	$16.22	85,579	10 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$92,681	-5,714	-6.7%	$16.22	79,865	10 Dec 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-11,657	-100%		0	10 Dec 2023	Common Stock	11,657		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-10,451	-50%		10,450	09 Dec 2023	Common Stock	10,451		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-36,857	-33%		73,712	08 Dec 2023	Common Stock	36,857		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,036 vested dividend equivalent rights and a de minimus adjustment of 0.5266 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 629 vested dividend equivalent rights and a de minimus adjustment of 0.7660 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights.