Antonio F. Neri - Dec 8, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
President and CEO, Director
Signature
Ki Hoon Kim as Attorney-in-Fact for Antonio F. Neri
Stock symbol
HPE
Transactions as of
Dec 8, 2023
Transactions value $
$10,597,337
Form type
4
Date filed
12/12/2023, 08:11 PM
Previous filing
Dec 11, 2023
Next filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Award $6.57M +405K +29.54% $16.22 1.78M Dec 8, 2023 Direct F1
transaction HPE Common Stock Tax liability -$2.58M -159K -8.97% $16.22 1.62M Dec 8, 2023 Direct
transaction HPE Common Stock Award $2.87M +177K +10.93% $16.22 1.79M Dec 8, 2023 Direct F2
transaction HPE Common Stock Tax liability -$1.13M -69.5K -3.88% $16.22 1.72M Dec 8, 2023 Direct
transaction HPE Common Stock Options Exercise $2.56M +158K +9.17% $16.22 1.88M Dec 8, 2023 Direct
transaction HPE Common Stock Tax liability -$1.01M -62.2K -3.3% $16.22 1.82M Dec 8, 2023 Direct
transaction HPE Common Stock Options Exercise $2.34M +144K +7.93% $16.22 1.96M Dec 9, 2023 Direct
transaction HPE Common Stock Tax liability -$869K -53.6K -2.73% $16.22 1.91M Dec 9, 2023 Direct
transaction HPE Common Stock Options Exercise $2.95M +182K +9.52% $16.22 2.09M Dec 10, 2023 Direct
transaction HPE Common Stock Tax liability -$1.1M -67.7K -3.24% $16.22 2.02M Dec 10, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -182K -100% 0 Dec 10, 2023 Common Stock 182K Direct F3, F4
transaction HPE Restricted Stock Units Options Exercise -144K -50% 144K Dec 9, 2023 Common Stock 144K Direct F3, F5
transaction HPE Restricted Stock Units Options Exercise -158K -33.33% 316K Dec 8, 2023 Common Stock 158K Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2 On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 16,383 vested dividend equivalent rights and a de minimus adjustment of 0.6544 due to fractional rounding of the dividend equivalent rights.
F5 As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 8,640 vested dividend equivalent rights and a de minimus adjustment of 0.0454 due to fractional rounding of the dividend equivalent rights.
F6 As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 153,468 of which will vest on 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,487 vested dividend equivalent rights and a de minimus adjustment of 0.4267 due to fractional rounding of the dividend equivalent rights.