Antonio F. Neri - 08 Dec 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: President and CEO, Director
Signature: Ki Hoon Kim as Attorney-in-Fact for Antonio F. Neri
Issuer symbol: HPE
Transactions as of: 08 Dec 2023
Net transactions value: +$10,597,337
Form type: 4
Filing time: 12 Dec 2023, 20:11:38 UTC
Previous filing: 11 Dec 2023
Next filing: 19 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Award	$6,566,180	+404,820	+30%	$16.22	1,775,111	08 Dec 2023	Direct	F1
transaction	HPE	Common Stock	Tax liability	$2,583,814	-159,298	-9%	$16.22	1,615,813	08 Dec 2023	Direct
transaction	HPE	Common Stock	Award	$2,865,847	+176,686	+11%	$16.22	1,792,499	08 Dec 2023	Direct	F2
transaction	HPE	Common Stock	Tax liability	$1,127,728	-69,527	-3.9%	$16.22	1,722,972	08 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$2,562,030	+157,955	+9.2%	$16.22	1,880,927	08 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$1,008,170	-62,156	-3.3%	$16.22	1,818,771	08 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$2,339,913	+144,261	+7.9%	$16.22	1,963,032	09 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$869,068	-53,580	-2.7%	$16.22	1,909,452	09 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$2,949,834	+181,864	+9.5%	$16.22	2,091,316	10 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$1,097,688	-67,675	-3.2%	$16.22	2,023,641	10 Dec 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-181,864	-100%		0	10 Dec 2023	Common Stock	181,864		Direct	F3, F4
transaction	HPE	Restricted Stock Units	Options Exercise		-144,261	-50%		144,260	09 Dec 2023	Common Stock	144,261		Direct	F3, F5
transaction	HPE	Restricted Stock Units	Options Exercise		-157,955	-33%		315,909	08 Dec 2023	Common Stock	157,955		Direct	F3, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2	On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4	As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 16,383 vested dividend equivalent rights and a de minimus adjustment of 0.6544 due to fractional rounding of the dividend equivalent rights.
F5	As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 8,640 vested dividend equivalent rights and a de minimus adjustment of 0.0454 due to fractional rounding of the dividend equivalent rights.
F6	As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 153,468 of which will vest on 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,487 vested dividend equivalent rights and a de minimus adjustment of 0.4267 due to fractional rounding of the dividend equivalent rights.