Fidelma M. Russo - 08 Dec 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM, Hybrid Cloud & CTO
Signature: Ki Hoon Kim as Attorney-in-Fact for Fidelma M. Russo
Issuer symbol: HPE
Transactions as of: 08 Dec 2023
Net transactions value: +$1,591,685
Form type: 4
Filing time: 12 Dec 2023, 20:11:03 UTC
Previous filing: 11 Dec 2023
Next filing: 14 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$1,537,234	+94,774		$16.22	94,774	08 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$719,568	-44,363	-47%	$16.22	50,411	08 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$1,493,943	+92,105	+183%	$16.22	142,516	09 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$719,925	-44,385	-31%	$16.22	98,131	09 Dec 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-92,105	-50%		92,104	09 Dec 2023	Common Stock	92,105		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-94,774	-33%		189,545	08 Dec 2023	Common Stock	94,774		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/09/21, the reporting person was granted 260,078 RSUs, 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,412 vested dividend equivalent rights and a de minimus adjustment of 0.5751 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/08/22, the reporting person was granted 276,243 RSUs, 92,081 of which vested on 12/08/23, and 92,081 of which will vest on each of 12/08/24, and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,693 vested dividend equivalent rights and a de minimus adjustment of 0.8560 due to fractional rounding of the dividend equivalent rights.