Kirt P. Karros - 08 Dec 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP, Treasurer & IR
Signature: Ki Hoon Kim as Attorney-in-Fact for Kirt P. Karros
Issuer symbol: HPE
Transactions as of: 08 Dec 2023
Net transactions value: +$841,477
Form type: 4
Filing time: 12 Dec 2023, 20:10:26 UTC
Previous filing: 11 Dec 2023
Next filing: 14 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$785,697	+48,440		$16.22	48,440	08 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$277,849	-17,130	-35%	$16.22	31,310	08 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$280,119	+17,270	+55%	$16.22	48,580	09 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$106,760	-6,582	-14%	$16.22	41,998	09 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$317,912	+19,600	+47%	$16.22	61,598	10 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$157,642	-9,719	-16%	$16.22	51,879	10 Dec 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-19,600	-100%		0	10 Dec 2023	Common Stock	19,600		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-17,270	-50%		17,269	09 Dec 2023	Common Stock	17,270		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-48,440	-33%		96,879	08 Dec 2023	Common Stock	48,440		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/20 the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,723 vested dividend equivalent rights and a de minimus adjustment of 0.4190 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,015 vested dividend equivalent rights and a de minimus adjustment of 0.6667 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,377 vested dividend equivalent rights and a de minimus adjustment of 0.7003 due to fractional rounding of the dividend equivalent rights.