Phil Mottram - Dec 8, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM, Intelligent Edge
Signature: Ki Hoon Kim Attorney-in-Fact for Philip J. Mottram
Stock symbol: HPE
Transactions as of: Dec 8, 2023
Transactions value $: $1,151,393
Form type: 4
Date filed: 12/12/2023, 08:10 PM
Previous filing: Dec 11, 2023
Next filing: Dec 19, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Award	$661K	+40.8K	+690.15%	$16.22	46.7K	Dec 8, 2023	Direct	F1
transaction	HPE	Common Stock	Tax liability	-$328K	-20.2K	-43.31%	$16.22	26.5K	Dec 8, 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$769K	+47.4K	+179.05%	$16.22	73.9K	Dec 8, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$381K	-23.5K	-31.81%	$16.22	50.4K	Dec 8, 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$560K	+34.5K	+68.59%	$16.22	84.9K	Dec 9, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$278K	-17.1K	-20.17%	$16.22	67.8K	Dec 9, 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$293K	+18.1K	+26.7%	$16.22	85.9K	Dec 10, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$146K	-8.97K	-10.45%	$16.22	76.9K	Dec 10, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-18.1K	-100%		0	Dec 10, 2023	Common Stock	18.1K		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-34.5K	-50%		34.5K	Dec 9, 2023	Common Stock	34.5K		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Options Exercise		-47.4K	-33.33%		94.8K	Dec 8, 2023	Common Stock	47.4K		Direct	F2, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.
F5	As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.