Phil Mottram - 08 Dec 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM, Intelligent Edge
Signature: Ki Hoon Kim Attorney-in-Fact for Philip J. Mottram
Issuer symbol: HPE
Transactions as of: 08 Dec 2023
Net transactions value: +$1,151,393
Form type: 4
Filing time: 12 Dec 2023, 20:10:06 UTC
Previous filing: 11 Dec 2023
Next filing: 19 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Award	$661,354	+40,774	+690%	$16.22	46,682	08 Dec 2023	Direct	F1
transaction	HPE	Common Stock	Tax liability	$327,904	-20,216	-43%	$16.22	26,466	08 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$768,617	+47,387	+179%	$16.22	73,853	08 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$381,089	-23,495	-32%	$16.22	50,358	08 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$560,239	+34,540	+69%	$16.22	84,898	09 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$277,784	-17,126	-20%	$16.22	67,772	09 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$293,468	+18,093	+27%	$16.22	85,865	10 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$145,510	-8,971	-10%	$16.22	76,894	10 Dec 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-18,093	-100%		0	10 Dec 2023	Common Stock	18,093		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-34,540	-50%		34,538	09 Dec 2023	Common Stock	34,540		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Options Exercise		-47,387	-33%		94,773	08 Dec 2023	Common Stock	47,387		Direct	F2, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.
F5	As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.