Robert R. Banks Jr. - 07 Dec 2023 Form 4 Insider Report for NEPHROS INC (NEPH)

Role
President and CEO, Director
Signature
/s/ Edward Peilen as attorney-in-fact for Robert R. Banks, Jr. pursuant to power of attorney previously filed.
Issuer symbol
NEPH
Transactions as of
07 Dec 2023
Net transactions value
+$39,647
Form type
4
Filing time
11 Dec 2023, 16:17:43 UTC
Previous filing
15 Aug 2023
Next filing
16 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEPH Common Stock Purchase $39,647 +18,000 +900% $2.20 20,000 07 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEPH Stock Option (right to buy) 357,165 07 Dec 2023 Common Stock 357,165 $1.44 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options to purchase 89,291 shares vest on 5/5/24 and options to purchase 267,874 shares vest quarterly in 12 equal amounts commencing on 8/5/24.