Eric Carre - Dec 6, 2023 Form 4 Insider Report for HALLIBURTON CO (HAL)

Signature
/s/ Sarah I. Rubenfeld, by Power of Attorney
Stock symbol
HAL
Transactions as of
Dec 6, 2023
Transactions value $
-$330,791
Form type
4
Date filed
12/8/2023, 12:59 PM
Previous filing
Jul 11, 2023
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HAL Common Stock Tax liability -$116K -3.11K -2.42% $37.37 126K Dec 6, 2023 Direct F1, F2, F4
transaction HAL Common Stock Tax liability -$215K -5.69K -4.53% $37.71 120K Dec 6, 2023 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HAL Option to Buy Common Stock 50.1K Dec 6, 2023 Common Stock 50.1K $31.44 Direct
holding HAL Option to Buy Common Stock 34.4K Dec 6, 2023 Common Stock 34.4K $43.38 Direct
holding HAL Option to Buy Common Stock 30.1K Dec 6, 2023 Common Stock 30.1K $53.54 Direct
holding HAL Option to Buy Common Stock 9.53K Dec 6, 2023 Common Stock 9.53K $34.48 Direct
holding HAL Option to Buy Common Stock 24.8K Dec 6, 2023 Common Stock 24.8K $39.49 Direct
holding HAL Option to Buy Common Stock 8.3K Dec 6, 2023 Common Stock 8.3K $50.01 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F2 The stock vested on December 4, 2023 and is related to stock granted on December 4, 2019. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 4, 2023 was $37.37. Shares were withheld for tax reporting on December 6, 2023.
F3 The stock vested on December 2, 2023 and is related to stock granted on December 2, 2020. December 2, 2023 was a non-market date. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 1, 2023 was $37.71. Shares were withheld for tax reporting on December 6, 2023.
F4 Includes 41.727 shares of stock accumulated through dividend reinvestment as of September 31, 2023.