Joseph O'Daniel - 01 Dec 2023 Form 4 Insider Report for Sphere 3D Corp. (ANY)

Role: President
Signature: /s/ Denise Garrett For: Joseph O'Daniel
Issuer symbol: ANY
Transactions as of: 01 Dec 2023
Net transactions value: -$39,124
Form type: 4
Filing time: 05 Dec 2023, 16:21:49 UTC
Previous filing: 30 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ANY	Common Stock	Options Exercise		+28,572	+1883%		30,089	01 Dec 2023	Direct	F1, F2
transaction	ANY	Common Stock	Tax liability	$5,714	-7,143	-24%	$0.8000	22,946	01 Dec 2023	Direct
transaction	ANY	Common Stock	Sale	$33,410	-21,429	-93%	$1.56	1,517	05 Dec 2023	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ANY	Restricted Stock Unit (RSU)	Options Exercise		-28,572	-100%		0	01 Dec 2023	Common Stock	28,572		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2	As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.55 to $1.58, inclusive.