MICHAEL S. DELL - 01 Dec 2023 Form 4 Insider Report for Dell Technologies Inc. (DELL)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ James Williamson, Attorney-in-Fact
Issuer symbol
DELL
Transactions as of
01 Dec 2023
Net transactions value
$0
Form type
4
Filing time
05 Dec 2023, 08:41:58 UTC
Previous filing
28 Nov 2023
Next filing
07 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DELL Class C Common Stock Options Exercise $0 +22,500,000 +2808% $0.000000 23,301,255 01 Dec 2023 Direct
transaction DELL Class C Common Stock Gift $0 -249,014 -1.1% $0.000000 23,052,241 04 Dec 2023 Direct F1
transaction DELL Class C Common Stock Options Exercise $0 +2,500,000 $0.000000 2,500,000 01 Dec 2023 By Susan Lieberman Dell Separate Property Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DELL Class A Common Stock Options Exercise $0 -22,500,000 -6.5% $0.000000 323,334,081 01 Dec 2023 Class C Common Stock 22,500,000 $0.000000 Direct F3
transaction DELL Class A Common Stock Options Exercise $0 -2,500,000 -7.7% $0.000000 29,890,896 01 Dec 2023 Class C Common Stock 2,500,000 $0.000000 By Susan Lieberman Dell Separate Property Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

MICHAEL S. DELL is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents a gift to the Michael & Susan Dell Foundation.
F2 The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Securities Exchange Act of 1934, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose, the beneficial owner of the securities.
F3 Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.