Patricia Trompeter - Dec 1, 2023 Form 4 Insider Report for Sphere 3D Corp. (ANY)

Role: CEO, Director
Signature: /s/ Denise Garrett For: Patricia Trompeter
Stock symbol: ANY
Transactions as of: Dec 1, 2023
Transactions value $: -$30,968
Form type: 4
Date filed: 12/4/2023, 08:04 PM
Previous filing: Nov 17, 2023
Next filing: Jan 17, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ANY	Common Stock	Options Exercise		+111K	+196.84%		167K	Dec 1, 2023	Direct	F1, F2
transaction	ANY	Common Stock	Tax liability	-$31K	-38.7K	-23.21%	$0.80	128K	Dec 1, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ANY	Restricted Stock Unit (RSU)	Options Exercise		-111K	-75.59%		35.7K	Dec 1, 2023	Common Stock	111K		Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2	As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.
F3	The RSUs reported under column 9 represent one award. The underlying shares and vesting schedules are as follows: 17,858 shares vest on 4/8/24 and 17,857 shares vest on 4/8/25.