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Signature
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/s/ Shirley R. Kuhlmann
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Stock symbol
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COLL
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Transactions as of
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Nov 27, 2023
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Transactions value $
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-$252,974
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Form type
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4
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Date filed
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11/29/2023, 04:32 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
COLL |
Common Stock |
Options Exercise |
$407K |
+25.6K |
+21.42% |
$15.90 |
145K |
Nov 27, 2023 |
Direct |
F1 |
| transaction |
COLL |
Common Stock |
Sale |
-$660K |
-25.6K |
-17.64% |
$25.78 |
120K |
Nov 27, 2023 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
COLL |
Stock Option (Right to Purchase) |
Options Exercise |
$0 |
-25.6K |
-100% |
$0.00* |
0 |
Nov 27, 2023 |
Common Stock |
25.6K |
$15.90 |
Direct |
F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: