Robert L. Berner III - 22 Nov 2023 Form 4 Insider Report for Vintage Wine Estates, Inc.

Role
Director
Signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Robert L. Berner III
Issuer symbol
N/A
Transactions as of
22 Nov 2023
Net transactions value
$0
Form type
4
Filing time
27 Nov 2023, 20:16:21 UTC
Previous filing
13 Jun 2023
Next filing
08 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Other $0 +6,458 +1.1% $0.000000 614,345 22 Nov 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VWE Warrants to purchase common stock Other $0 +71,758 +71% $0.000000 172,218 22 Nov 2023 Common stock 71,758 $11.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of shares of common stock of the Issuer from Bespoke Sponsor Capital LP.
F2 Includes 10,478 RSUs that vest on 11/30/2023.
F3 The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of warrants to purchase common stock of the Issuer from Bespoke Sponsor Capital LP.