Yvonne K. Franzese - Nov 22, 2023 Form 4 Insider Report for CNO Financial Group, Inc. (CNO)

Role
EVP and CHRO
Signature
Rachel J. Spehler, Attorney-in-Fact
Stock symbol
CNO
Transactions as of
Nov 22, 2023
Transactions value $
-$312,000
Form type
4
Date filed
11/27/2023, 04:06 PM
Previous filing
Apr 3, 2023
Next filing
Jan 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNO Common Stock Sale -$312K -12K -27.33% $26.00 31.9K Nov 22, 2023 Direct F1
holding CNO Common Stock 72.7K Nov 22, 2023 Yvonne K. Franzese Revocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a 10b5-1 trading plan adopted on March 22, 2023.