Glen William Herrick - Nov 21, 2023 Form 4 Insider Report for PATHWARD FINANCIAL, INC. (CASH)

Role
EVP, CFO
Signature
Chance Huber, attorney-in-fact
Stock symbol
CASH
Transactions as of
Nov 21, 2023
Transactions value $
-$556
Form type
4
Date filed
11/24/2023, 05:06 PM
Previous filing
Nov 21, 2023
Next filing
Dec 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CASH Common Stock Sale -$556 -11 -0.01% $50.50 105K Nov 21, 2023 Direct F1
holding CASH Common Stock 4.2K Nov 21, 2023 IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale transaction reported in this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2023.