Paul S. Walsh - 14 Dec 2021 Form 4 Insider Report for Vintage Wine Estates, Inc.

Role
Director
Signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Paul S. Walsh
Issuer symbol
N/A
Transactions as of
14 Dec 2021
Net transactions value
+$80,150
Form type
4
Filing time
24 Nov 2023, 16:29:44 UTC
Previous filing
08 Dec 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Purchase $29,000 +50,000 +8% $0.5800 678,793 22 Nov 2023 Direct F1, F2
transaction VWE Common Stock Purchase $51,150 +5,000 +0.74% $10.23* 683,793 14 Dec 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VWE Warrants to purchase common stock 100,460 14 Dec 2021 Common stock 100,460 $11.50 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.58, inclusive. Mr. Walsh undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 Includes 20,956 RSUs that vest on 11/30/2023.