Avi S. Katz - Nov 21, 2023 Form 4 Insider Report for UpHealth, Inc. (UPH)

Role
Director
Signature
/s/ Dr. Avi S. Katz
Stock symbol
UPH
Transactions as of
Nov 21, 2023
Transactions value $
-$112
Form type
4
Date filed
11/22/2023, 06:59 PM
Previous filing
Nov 22, 2023
Next filing
Nov 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPH Common Stock Sale -$112 -280 -1.98% $0.40 13.9K Nov 21, 2023 Direct F1
holding UPH Common Stock 14.2K Nov 21, 2023 Direct F1
holding UPH Common Stock 452K Nov 21, 2023 By GigAcquisitions2, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes Restricted Stock Units ("RSUs") issued by UpHealth, Inc. (the "Company") that are subject to vesting pursuant to previously disclosed vesting schedules.
F2 The Common Stock is held directly by GigAcquisitions2, LLC (the "Sponsor"). The Common Stock, Private Warrants, and Private Rights held by the Sponsor are beneficially owned by Dr. Avi S. Katz, Chairman of the Board of Directors of the Company. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.