Dr. Avi S. Katz - 21 Nov 2023 Form 4 Insider Report for UpHealth, Inc.

Role
Director
Signature
/s/ Dr. Avi S. Katz
Issuer symbol
N/A
Transactions as of
21 Nov 2023
Net transactions value
-$112
Form type
4
Filing time
22 Nov 2023, 18:59:06 UTC
Previous filing
22 Nov 2023
Next filing
29 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPH Common Stock Sale $112 -280 -2% $0.4000 13,886 21 Nov 2023 Direct F1
holding UPH Common Stock 14,166 21 Nov 2023 Direct F1
holding UPH Common Stock 452,430 21 Nov 2023 By GigAcquisitions2, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes Restricted Stock Units ("RSUs") issued by UpHealth, Inc. (the "Company") that are subject to vesting pursuant to previously disclosed vesting schedules.
F2 The Common Stock is held directly by GigAcquisitions2, LLC (the "Sponsor"). The Common Stock, Private Warrants, and Private Rights held by the Sponsor are beneficially owned by Dr. Avi S. Katz, Chairman of the Board of Directors of the Company. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.