Daniel Joseph Houston - 21 Nov 2023 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Chairman, President & CEO, Director
Signature
Chris Agbe-Davies as Attorney-in-Fact
Issuer symbol
PFG
Transactions as of
21 Nov 2023
Net transactions value
$0
Form type
4
Filing time
22 Nov 2023, 11:08:23 UTC
Previous filing
03 Oct 2023
Next filing
22 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Gift $0 -34,523 -22% $0.000000 119,809 21 Nov 2023 Direct F1
holding PFG Common Stock 45,823 21 Nov 2023 By Trust F2
holding PFG Common Stock 125,000 21 Nov 2023 By Trust F3
holding PFG Common Stock 3,872 21 Nov 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes an accumulative total of 7,002 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F2 Joan M. Houston 2021 Trust
F3 Daniel J. Houston 2019 DGT Exempt Trust