Vivek Agrawal - 13 Nov 2023 Form 3 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role: EVP & Chief Growth Officer
Signature: Chris Agbe-Davies as Attorney-in-Fact
Issuer symbol: PFG
Transactions as of: 13 Nov 2023
Net transactions value: $0
Form type: 3
Filing time: 21 Nov 2023, 17:19:29 UTC
Next filing: 22 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PFG	Common Stock						18,233	13 Nov 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	PFG	Restricted Stock Units							13 Nov 2023	Common Stock	28,005		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects a grant of Cash-Settled RSUs that will be cash settled and vest in three equal annual installments beginning 12/31/2023.
F2	Each Cash-Settled RSU is the economic equivalent of one share of the Issuer's common stock as of the time of vesting and settlement as determined by the terms of the applicable Restricted Stock Unit Award Agreement.