Vivek Agrawal - Nov 13, 2023 Form 3 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Signature
Chris Agbe-Davies as Attorney-in-Fact
Stock symbol
PFG
Transactions as of
Nov 13, 2023
Transactions value $
$0
Form type
3
Date filed
11/21/2023, 05:19 PM
Next filing
Dec 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PFG Common Stock 18.2K Nov 13, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PFG Restricted Stock Units Nov 13, 2023 Common Stock 28K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a grant of Cash-Settled RSUs that will be cash settled and vest in three equal annual installments beginning 12/31/2023.
F2 Each Cash-Settled RSU is the economic equivalent of one share of the Issuer's common stock as of the time of vesting and settlement as determined by the terms of the applicable Restricted Stock Unit Award Agreement.