John R. Kline - Nov 16, 2023 Form 4 Insider Report for CNO Financial Group, Inc. (CNO)

Role
SVP, Chief Accounting Officer
Signature
Rachel J. Spehler, Attorney-in-Fact
Stock symbol
CNO
Transactions as of
Nov 16, 2023
Transactions value $
-$238,886
Form type
4
Date filed
11/16/2023, 05:26 PM
Previous filing
Jun 20, 2023
Next filing
Nov 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNO Common Stock Sale -$239K -9.48K -10.97% $25.20 76.9K Nov 16, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a 10b5-1 trading plan adopted on August 17, 2023.
F2 Sales at prices ranging from $25.035 per share to $25.47 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.