Charles Douglas Mclane Jr - Nov 6, 2023 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)

Role
Director
Signature
James D. Dee/POA
Stock symbol
CRS
Transactions as of
Nov 6, 2023
Transactions value $
-$251,909
Form type
4
Date filed
11/8/2023, 04:48 PM
Previous filing
Oct 12, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRS Common Stock Options Exercise $192K +10.5K $18.26 10.5K Nov 6, 2023 Direct
transaction CRS Common Stock Options Exercise $94.5K +2.83K +26.91% $33.43 13.3K Nov 6, 2023 Direct
transaction CRS Common Stock Options Exercise $82.6K +2.41K +18.07% $34.30 15.7K Nov 6, 2023 Direct
transaction CRS Common Stock Tax liability -$369K -5.48K -34.85% $67.27 10.3K Nov 6, 2023 Direct
transaction CRS Common Stock Sale -$252K -3.79K -36.99% $66.42 6.46K Nov 7, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRS Director Stock Option (Right to Buy) Options Exercise -10.5K -100% 0 Nov 6, 2023 Common Stock 10.5K $18.26 Direct F2
transaction CRS Director Stock Option (Right to Buy) Options Exercise -2.83K -100% 0 Nov 6, 2023 Common Stock 2.83K $33.43 Direct F2
transaction CRS Director Stock Option (Right to Buy) Options Exercise -2.41K -100% 0 Nov 6, 2023 Common Stock 2.41K $34.30 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this line were undertaken by the Reporting Person for tax planning purposes.
F2 The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.