Charles Douglas Mclane Jr. - 06 Nov 2023 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)

Role
Director
Signature
James D. Dee/POA
Issuer symbol
CRS
Transactions as of
06 Nov 2023
Net transactions value
-$251,909
Form type
4
Filing time
08 Nov 2023, 16:48:26 UTC
Previous filing
12 Oct 2023
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRS Common Stock Options Exercise $191,730 +10,500 $18.26 10,500 06 Nov 2023 Direct
transaction CRS Common Stock Options Exercise $94,473 +2,826 +27% $33.43 13,326 06 Nov 2023 Direct
transaction CRS Common Stock Options Exercise $82,594 +2,408 +18% $34.30 15,734 06 Nov 2023 Direct
transaction CRS Common Stock Tax liability $368,909 -5,484 -35% $67.27 10,250 06 Nov 2023 Direct
transaction CRS Common Stock Sale $251,798 -3,791 -37% $66.42 6,459 07 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRS Director Stock Option (Right to Buy) Options Exercise -10,500 -100% 0 06 Nov 2023 Common Stock 10,500 $18.26 Direct F2
transaction CRS Director Stock Option (Right to Buy) Options Exercise -2,826 -100% 0 06 Nov 2023 Common Stock 2,826 $33.43 Direct F2
transaction CRS Director Stock Option (Right to Buy) Options Exercise -2,408 -100% 0 06 Nov 2023 Common Stock 2,408 $34.30 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this line were undertaken by the Reporting Person for tax planning purposes.
F2 The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.