Joshua Cage - Nov 3, 2023 Form 4 Insider Report for NEWMONT Corp /DE/ (NEM)

Role
Controller and CAO
Signature
/s/ Logan H. Hennessey, as attorney-in-fact for Joshua Cage
Stock symbol
NEM
Transactions as of
Nov 3, 2023
Transactions value $
-$36,631
Form type
4
Date filed
11/7/2023, 06:09 PM
Previous filing
Mar 2, 2023
Next filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEM Common Stock, $1.60 par value Tax liability -$36.6K -965 -6.54% $37.96 13.8K Nov 3, 2023 Direct F1
transaction NEM Common Stock, $1.60 par value Other $0 -529 -3.83% $0.00 13.3K Nov 7, 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,205 stock-settled restricted stock units.
F2 This is an exempt transaction under Rule 16a-12 with the shares being transferred pursuant to an IRC Section 414(p)(1)(B) obligation.