Key facts
- This page summarizes Richard P. Lavin's Form 4 filing for Allison Transmission Holdings Inc (ALSN).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 07 Nov 2023, 15:11.
Richard P. Lavin - 03 Nov 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)
- Reporting relationship
- Director
- Issuer ticker
- ALSN
- Reported as of
- 03 Nov 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 07 Nov 2023, 15:11:26 UTC
- Prior SEC filing
- 05 Sep 2023
- Next SEC filing
- 04 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Preston B. Ray, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Richard P. Lavin filed Form 4 for Allison Transmission Holdings Inc (ALSN) on 07 Nov 2023.
Change
- Previous filing in this sequence was filed on 05 Sep 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALSN
transaction
Derivative
Deferred Stock Units
Award
- Transaction value
- $0
- Shares
- +614
- Change %
- +2.2%
- Price
- $0.000000
- Shares after
- 29,170
- Date
- 03 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 614
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Seventh Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.
Footnote F2
Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
Footnote F3
The number of DSUs received was calculated based on $52.41, which was the closing price of the Company's common stock on the date of grant.