Thomas R. Palmer - Nov 1, 2023 Form 4 Insider Report for NEWMONT Corp /DE/ (NEM)

Role
President & CEO, Director
Signature
/s/ Logan H. Hennessey, as attorney-in-fact for Thomas R. Palmer
Stock symbol
NEM
Transactions as of
Nov 1, 2023
Transactions value $
-$413,600
Form type
4
Date filed
11/3/2023, 04:37 PM
Previous filing
Oct 4, 2023
Next filing
Jan 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEM Common Stock, $1.60 par value Sale -$414K -11K -4.49% $37.60 234K Nov 1, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated March 4, 2022.