Donald R. Horton - 31 Oct 2023 Form 4 Insider Report for HORTON D R INC /DE/ (DHI)

Role
Director
Signature
/s/ Donald R. Horton
Issuer symbol
DHI
Transactions as of
31 Oct 2023
Net transactions value
-$15,361,207
Form type
4
Filing time
02 Nov 2023, 17:17:40 UTC
Previous filing
15 Aug 2023
Next filing
13 Nov 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Options Exercise $0 +337,500 $0.000000 337,500 31 Oct 2023 Direct F1, F2
transaction DHI Common Stock Award $0 +36,419 +11% $0.000000 373,919 31 Oct 2023 Direct F1
transaction DHI Common Stock Tax liability $15,361,207 -147,138 -39% $104.40 226,781 31 Oct 2023 Direct F3, F4
holding DHI Common Stock 4,061,466 31 Oct 2023 Held by The Horton Family Revocable Trust. F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Restricted Stock Unit Options Exercise $0 -337,500 -100% $0.000000* 0 31 Oct 2023 Common Stock 337,500 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents payment or settlement in DHI common stock related to performance bonuses for the period ending September 30, 2023.
F2 Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.
F3 These shares were surrendered to issuer to cover tax obligations of the 373,919 shares of DHI common stock referenced in note 1 above.
F4 Following all transactions listed on this Form 4, Mr. Horton owns directly 226,781 shares of DHI common stock and indirectly beneficially owns 4,061,466 shares of DHI common stock.