Albert Friedberg - Oct 3, 2023 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director, 10%+ Owner
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Albert Friedberg
Stock symbol
VCNX
Transactions as of
Oct 3, 2023
Transactions value $
$6,000,000
Form type
4
Date filed
10/5/2023, 04:30 PM
Previous filing
May 16, 2023
Next filing
Feb 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VCNX Common Stock Purchase $3M +3M +171.64% $1.00 4.75M Oct 3, 2023 By FCMI Parent Co. F3
holding VCNX Common Stock 29.3K Oct 3, 2023 Direct
holding VCNX Common Stock 2.51K Oct 3, 2023 By Pan Atlantic Holdings Ltd. F1
holding VCNX Common Stock 234K Oct 3, 2023 By Friedberg Global-Macro Hedge Fund Ltd. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Warrant (Right to Buy) Purchase $3M +3M $1.00 3M Oct 3, 2023 Common Stock 3M $1.00 By FCMI Parent Co. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Remarks:

On September 25, 2023, Vaccinex, Inc. effected a 1-for-15 reverse stock split (the "Reverse Stock Split"). The figures in this Form 4 reflect the Reverse Stock Split.