Roger C. Hochschild - 29 Sep 2023 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Director
Signature
Chris Agbe-Davies as Attorney-in-Fact
Issuer symbol
PFG
Transactions as of
29 Sep 2023
Net transactions value
+$14,270
Form type
4
Filing time
03 Oct 2023, 16:42:17 UTC
Previous filing
16 Aug 2023
Next filing
12 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $0 +277 +0.9% $0.000000 30,961 29 Sep 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Phantom Stock Units Award $14,270 +198 +0.9% $72.07 22,110 29 Sep 2023 Common Stock 198 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units.
F2 The units convert to common stock on a one-for-one basis.
F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.