Marcus Pennington - Oct 2, 2023 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Yvette Heinrichson, as attorney-in-fact
Stock symbol
SWKH
Transactions as of
Oct 2, 2023
Transactions value $
$31,510
Form type
4
Date filed
10/3/2023, 04:34 PM
Previous filing
Jul 5, 2023
Next filing
Jan 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award $17.8K +1.12K +8.93% $15.85 13.7K Oct 2, 2023 Direct F1
transaction SWKH Common Stock Award $13.8K +868 +6.36% $15.85 14.5K Oct 2, 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $15.85 closing price of the common stock on October 2, 2023.
F2 Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $15.85 closing price of the common stock on October 2, 2023. The restricted shares vest on October 2, 2024, subject to the Reporting Person's continued service through such vesting date.