John Coll - Sep 29, 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
SVP, Global MSS
Signature
/s/ Preston Ray, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Sep 29, 2023
Transactions value $
-$120,380
Form type
4
Date filed
10/3/2023, 04:22 PM
Previous filing
Sep 5, 2023
Next filing
Dec 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Sale -$120K -2K -10.65% $60.19 16.8K Sep 29, 2023 Direct F1
holding ALSN Common Stock 8.91K Sep 29, 2023 By John Coll Living Trust dated 5/2/2005
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2023.