Michelle Robertson - 25 Sep 2023 Form 4 Insider Report for GERON CORP (GERN)

Role
EVP, Chief Financial Officer
Signature
/s/ Scott Alan Samuels for Michelle Robertson
Issuer symbol
GERN
Transactions as of
25 Sep 2023
Net transactions value
$0
Form type
4
Filing time
27 Sep 2023, 19:31:33 UTC
Previous filing
16 May 2023
Next filing
16 Feb 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GERN Employee Stock Option (right to buy) Award $0 +1,350,000 $0.000000 1,350,000 25 Sep 2023 Common Stock 1,350,000 $2.17 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests as follows:168,750 shares on March 25, 2024, the remaining 1,181,250 shares in a series of 42 equal monthly installments commencing March 25, 2024, provided the optionee continues to provide services to the Company.