Peter B. Crawford - Sep 18, 2023 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Chief Financial Officer
Signature
/s/ Kristopher R. Tate, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Sep 18, 2023
Transactions value $
-$129,635
Form type
4
Date filed
9/20/2023, 04:13 PM
Previous filing
Mar 14, 2023
Next filing
Nov 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $87.7K +3.79K $23.12 0 Sep 18, 2023 Direct F1
transaction SCHW Common Stock Sale -$217K -3.79K -7.82% $57.31 44.7K Sep 18, 2023 by Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -3.79K -100% $0.00* 0 Sep 18, 2023 Common Stock 3.79K $23.12 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the contribution of 3,792 shares received upon exercise of the option to a trust.
F2 The transaction was executed in multiple trades at prices ranging from $57.00 to $58.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 1, 2014.