Cave Michael J - Sep 15, 2023 Form 4 Insider Report for BALL Corp (BALL)

Role
Director
Signature
/s/ Charles E. Baker attorney-in-fact for Mr. Cave
Stock symbol
BALL
Transactions as of
Sep 15, 2023
Transactions value $
$34,569
Form type
4
Date filed
9/19/2023, 07:18 PM
Previous filing
May 1, 2023
Next filing
Apr 26, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALL Deferred Compensation Company Stock Plan Options Exercise $34.6K +669 +29.06% $51.68 2.97K Sep 15, 2023 Common Stock 669 Direct F1, F2, F3, F4
transaction BALL Restricted Stock Units Options Exercise $0 -660 -30% $0.00 1.54K Sep 15, 2023 Common Stock 660 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F2 Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
F3 Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F4 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F5 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6 Lapse of restricted stock units granted in conjunction with the Deposit Share Program.