| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BALL | Common Stock | Options Exercise | $86.8K | +1.68K | +18.96% | $51.68 | 10.5K | Sep 15, 2023 | Direct | F1, F2 |
| transaction | BALL | Common Stock | Tax liability | -$25K | -484 | -4.59% | $51.68 | 10.1K | Sep 15, 2023 | Direct | F2, F3 |
| holding | BALL | Common Stock | 5.55 | Sep 15, 2023 | 401(k) Plan | F2, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BALL | Deferred Compensation Company Stock Plan | Options Exercise | $26K | +503 | +2.35% | $51.68 | 21.9K | Sep 15, 2023 | Common Stock | 503 | Direct | F2, F5, F6, F7 | |
| transaction | BALL | Restricted Stock Units | Options Exercise | $0 | -2.1K | -30% | $0.00 | 4.9K | Sep 15, 2023 | Common Stock | 2.1K | Direct | F2, F8, F9 |
| Id | Content |
|---|---|
| F1 | Common stock acquired upon the lapse of Table II Restricted Stock Units. |
| F2 | The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| F3 | Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. |
| F4 | Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| F5 | Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. |
| F6 | Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. |
| F7 | Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. |
| F8 | Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. |
| F9 | Lapse of restricted stock units granted in conjunction with the Deposit Share Program. |